Summary: In recent months, there has been an upsurge of serious interest from traditional brokers in becoming registered investment advisers, reversing a recent trend.
 The RIA model offers advisers the maximum protection from the DoL’s regulatory onslaught against commission-based business, which has shocked and alarmed many advisers. RIAs are full-fledged fiduciaries and charge their clients fees.”Mark Elzweig, president, executive search consulting firm Mark Elzweig Co. |
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